THE EARLIEST LIFE ON EARTH
PERHAPS
AS EARLY AS ABOUT 18 SEPTEMBER; ABOUT 715,000 METERS UP THE LINE
The world of living things we
know today is the product of an inconceivably long, complex, and varied process
of organic evolution. But how and when did this evolutionary process start? How
did life arise from non-life, and is it possible for us to know with any degree
of certainty how this happened? And there is a more fundamental question: what is
life, in the biological sense of the word? What definitions make the most sense
and possess the greatest empirical support? And when we look for the deep
origins of life on the Earth, to see how the biosphere of which we are now a
part came into being, what exactly are we looking for?
Credible Definitions of Life
As we saw in the previous
chapter, the early Earth developed conditions favorable for the emergence of
life. But defining the line between the living and the non-living is more
difficult than it looks at first. There are self-organizing patterns that
appear spontaneously throughout nature, as we have seen, patterns brought about
by the passage of energy through a set of particles or other units of matter.
If by such a process a pattern grows and develops, such as formations of
crystals, would we say that such a pattern is alive? I think we would be
hard-pressed to do so. So what is the fundamental defining characteristic of
life? Many of us would probably say that it is the potential for self-reproduction. A living thing
reproduces by gathering energy from the environment. It does this in order to
maintain both its own physical equilibrium and to produce a new living entity
with characteristics similar to its own. So it would seem, at first, that the
ability to reproduce is the rock-bottom, absolute defining characteristic of
living things.
And yet, viruses live in the
shadowlands between the living and the non-living. They are incapable of
self-reproduction, but by seizing a portion of a living object they can indeed
reproduce prodigiously. Are they alive, or are they merely potentially alive?
And what of living things that cannot reproduce during their lives? Are they
not alive, after all? What is the specific
set of properties all living things share in common that distinguish them from
the non-living?
Biologist William Schopf points
out that all living things in the world today share a common chemical heritage.
Living things are primarily constructed out of hydrogen, oxygen, nitrogen, and
carbon, all very simple elements, very
ordinary stuff. Living beings may have other elements in them, such as
sulfur and phosphorous, but these four essential elements (what Schopf simply
calls CHON) make up an astounding 99.9% of all living systems.1 So
perhaps this is where our search for a definition of life can begin. Is life
simply that which possesses a specific kind of chemical composition?
Obviously, it is not enough to
simply know the chemical composition of life. What do living things
characteristically and uniquely do?
In the early 1940s Erwin Schrödinger said that living things, above all, are
entities that gather energy to temporarily stave off the effects of entropy.
Entropy in this instance is understood as total physical equilibrium—in
biological terms, death.2 Schrödinger said that the organization and
structure produced by life were distinctive in the physical realm, different
from the behavior of any other thing, and yet the behavior of life and its
tendency to resist disorder were fully consistent with the known laws of
physics.3 So is the defining characteristic of life the ability to
temporarily stave off the effects of entropy?
In 1944 Oswald Avery discovered
DNA, and in 1953 James Watson and Francis Crick, assisted by Rosalind Franklin,
elucidated DNA’s structure. It was now clear that DNA was the “molecule of
life”. DNA is the polymer (complex
molecule) that, in conjunction with ribonucleic acid, RNA, holds the
“instructions” by which structure and organization in living things are brought
about. So can we argue that living things are physical objects that by
definition possess nucleic acids? Certainly every living thing or potentially
living thing in the world today does. But is there more to living things than
the mere possession of the requisite nucleic acids? After all, living things
are active participants in the
environment, entities which perform a variety of functions and which are
affected by multitudinous events. How can we make our criteria more
rigorous?
Hungarian biologist Tibor Gánti,
in a 1971 work, laid out a very convincing set of criteria by which life can be
defined. He distinguishes between the absolute
criteria of life and the potential criteria.
The absolute criteria, in his view, are the following:
1. Living systems are individual
units which have properties in combination that the individual components that
comprise the system do not possess in isolation. [In my view, Gánti is saying
that living entities are essentially synergistic.]
2. Living systems are engaged in metabolism. Metabolism is the use, by a
living entity, of energy-matter ingested or absorbed from the environment,
energy-matter which is changed into forms the living thing can use to maintain
its life functions. Certain forms of dormant life, such as seeds, may, however, be possible exceptions to
this criterion.
3. A living system displays a
degree of stability. Changes in its surroundings do not change its basic
functions. [Of course, Gánti is discussing environmental changes that fall
within a living thing’s survival parameters. Obviously environmental
disruptions can kill something off.]
Living things display both the capacity for homeostasis [the maintenance of internal stability through the
operation of internal feedback mechanisms] and excitability [the ability to respond to stimuli].
4. Living systems carry
information within themselves that is necessary for their construction,
development and functioning. This information is contained in subsystems within
the living thing, and this information is acted on by other subsystems capable
of “reading” and using it.
5. Living things possess internal processes that
need regulation. These internal processes must be regulated so that the living
thing can go on living. Even a living entity that is not reproducing requires
such regulated systems.
Gánti then describes the criteria that define the potential
properties of life:
1. Living systems have the potential for
reproduction. Not all members of a group of living things possess this ability,
nor do all cells in an animal body, but at least some individual entities in
each instance must have this capacity if the group or individual animal is to
survive.
2. A living system must have the
capacity for hereditary change and evolution. Obviously, since an individual
organism does not evolve, this criterion applies only at the group or
population level.
3. Living systems tend to be mortal. This is not
an absolute criterion because it is thought that certain cells (such as cancer
cells) and some kinds of bacteria may be immortal. But in general, living
things die, and it is definitely one of their potential traits.4
I think these criteria are as
rational and complete as any I have seen, and I think them a reasonable basis
on which to proceed. They incorporate much of the thinking of other biologists
as well. So in looking for the origin of life, we will be looking for physical
entities that were the chemical precursors of the first objects to display
these criteria, and then finally the first objects that actually exhibited such
characteristics themselves.
Hypotheses About the Origins of Life
By the end of the 19th
century the advent of evolutionary ideas in biology and the advances made in
the studies of chemistry and geology had made it evident to most scientifically-educated
people that the Earth was very old, that life forms had changed over time, and
that the stories handed down by the various religions about the origins of the
Universe and humanity were nothing more than creation myths, the products of
particular cultures and their narrative literary traditions. These myths,
frequently allegorical in nature, were colorful and of literary and historical
interest, but they were of no scientific value whatsoever. (See the chapter Myths: Biological in Origin, Cultural in
Dissemination in a later volume)
As the decades of the 20th
century passed, evidence about the natures of the Universe, the Earth, and life
poured in from every science. Evolutionary concepts deepened, augmented by the tremendous discoveries being made in
genetics, which ultimately led to what is known as the Neo-Darwinian synthesis. But one intractable problem remained: how
had life itself originated?
The search for a fully
naturalistic solution to this problem has been underway for many decades. The
Russian biochemist Alexander Oparin began writing about this issue in the
1920s. Oparin originally was seeking to refute vitalism, the view that living
things consist, in part, of non-material or ultimately mysterious features.
Oparin wanted a fully materialistic explanation of life. He ultimately
concluded that the early Earth must have had a non-oxygenated atmosphere, and
that the crucial processes that brought about life on Earth had begun in the
ocean. He hypothesized that the coagulation of organic compounds in that
setting led to the formation of droplets that displayed rudimentary metabolic
functions. It was by this process, Oparin believed, that the transition from
non-life to life had begun.5 British biologist J. B. S. Haldane also
thought that the early Earth had had a non-oxygenic atmosphere, and he
conjectured that the earliest life was actually a viral-like entity, half-way
between life and non-life, that displayed primitive gene-like properties.
Ultimately there emerged the Oparin-Haldane
hypothesis. It rejected vitalism completely and asserted that life had a
totally materialistic basis. It assumed the early Earth had a strongly reducing
atmosphere and this atmosphere, in conjunction with a “primordial soup” of
elements in the ocean and inputs of electrical energy, had produced first
organic monomers (simple molecules)
and then organic polymers.6
As we saw, the ultimate organic
polymers are DNA and RNA. We have come to understand that DNA and RNA are so
complex that both must have appeared only after an extensive process of
chemical evolution. To explain how life really began, it is therefore necessary
to find the chemical processes and precursors from which nucleic acids evolved.
Gradually, as our knowledge of nucleic acids has grown, the issues surrounding
the beginning of life on this planet have come into sharper focus. It is now
clear that the challenges are greater than the first investigators into life’s
origins had imagined. Consequently, it now appears that the following questions
must be answered in order to determine how life originated:
1. How
did amino acids and nucleotides (a
chemical base, a sugar group, and a phosphate group come to exist?
2. How
were amino acids and nucleotides assembled into macromolecules like proteins and nucleic acids, a process
which requires the presence of catalysts?
3. How
were these macromolecules able to reproduce themselves?
4. How
were these reproducing macromolecules assembled into systems which had boundaries that separated them from their
environments (in the manner of cells)?7
If we begin to consider these
questions solely by looking at modern life forms, we run into a thorny issue
immediately:
The essential problem is that in modern living systems, chemical
reactions in cells are mediated by protein catalysts called enzymes. The
information encoded in the nucleic acids DNA and RNA is required to make the
proteins; yet the proteins are required to make the nucleic
acids. Furthermore, both proteins and nucleic acids are large molecules
consisting of strings of small component molecules whose synthesis is
supervised by proteins and nucleic acids. We have two chickens, two eggs, and
no answer to the old problem of which came first.8
In response to such difficulties,
certain researchers have argued that life did not originate on this planet at
all, but rather was brought here by objects from space that crashed into the
Earth, objects which contained organic molecules. This hypothesis is known as panspermia, although its current advocates
say that it should be understood more broadly. It can be traced back to a
Swedish chemist named Svante Arrhenius, who in the early 20th
century hypothesized that microorganisms from extraterrestrial worlds had
drifted to Earth and seeded this planet with its first living things. But
panspermia’s most ardent defenders have been the late Fred Hoyle, a noteworthy
astronomer who argued comets were the chief source of our planet’s earliest
life, and one of his former students (and a prominent scientist in his own
right) Chandra Wickramasinghe.
(Hoyle, as we have already seen, made major contributions to the study of
stellar nucleosynthesis; see The First
Stars) Unfortunately, in promoting panspermia, these two researchers
published a series of increasingly tendentious scientific papers in the 1970s
and 1980s. These papers made claims so shaky and so open to criticism by other
scientists that some researchers concluded sadly that Hoyle’s convictions had
become a kind of “cometary religion.”9
There are major objections to the
panspermia hypothesis, notable among them the observation that it merely pushes
the questions about the rise of life back to an unknown extraterrestrial
location without explaining how life arose there. And if life can originate
beyond the Earth, and survive journeys of enormous distances through
inconceivably inhospitable environments, why would the Earth itself not be a
suitable environment for life’s origins, given the Earth’s many advantages?
Although its advocates are adamant in their contention that they have accounted
for the presence of life on this planet, and although their studies of what are
known as extremophiles (life forms that can exist in extremely harsh
conditions, such as conditions found in interplanetary or interstellar space)
demonstrate the possibility of
panspermia, most researchers believe that there is no need to look beyond our
own world for an explanation of terrestrial life. Yes, many researchers think
extraterrestrial organic compounds may have augmented or complemented the
development of life on the Earth, but these same scientists contend that these compounds were not the origin of terrestrial life.
Additionally, advocates of panspermia sometimes have the unfortunate habit of
asserting that if a prominent scientist states that some life forms could have arrived from space then these
same scientists are, in effect, saying that they
must have done so, and that these scientists have therefore “endorsed”
panspermia.10 This is a deliberate twisting of the facts, and it
only makes panspermia’s claims to be objectively scientific more dubious.
If we assume a terrestrial origin
for life on this planet, there must have been some simple and direct way by
which pre-organic monomers, the simplest kinds of molecules, were formed. In
order to understand how such monomers must have been produced, we need a
credible picture of conditions on the early Earth. The first real experiments
on the origin of life in fact tried to replicate such conditions, based on
certain assumptions about the early Earth’s atmosphere, primarily those of the
Oparin-Haldane hypothesis. These experiments were conducted in the 1950s by a
University of Chicago graduate student, Stanley Miller, and U. of C. Professor
Harold Urey. Miller and Urey used an apparatus that employed water, methane,
ammonia, and hydrogen gas. Electrical energy was passed through the apparatus
periodically. The water represented the early ocean. The methane, ammonia, and
hydrogen represented the postulated early atmosphere. The electrical discharges
represented the lightning that was assumed to be commonplace on the early
Earth. The two investigators reasoned that among the chemical compounds
produced in this process there might very well be organic ones. The net results
of these experiments were, however, ambiguous. Certain amino acids were
produced, but only two of them are significant in the production of proteins.
Moreover, Miller and Urey’s assumption that the early atmosphere was dominated
by methane and ammonia is no longer thought to be valid. So although there were
indeed intriguing results from these experiments, they do not appear to lead us
in the right direction.11
Among origin-of-life researchers
there is a fundamental divide which seems to exist between those who argue that
metabolic-like processes, through the harnessing of catalyzing chemicals, must
have preceded replication, and those who argue that replication itself must be
given primacy. There are eloquent arguments in favor of each position. In
assessing these viewpoints, we must consider hypotheses about self-organizing
tendencies in the physical world, the nature of the early Earth’s atmosphere,
the role of the primitive world ocean, the surface conditions prevalent on the
Earth in its first several hundred million years, the nature of molecular
evolution in general and the evolution of enzymes in particular, the effects on
nascent life forms of hostile environmental factors such as intense radiation,
the ability of membranes to form and in so doing to encompass small quantities
of liquid (the origin of protocells),
and a variety of other factors, all of which must be considered. Most
significantly, hypotheses about life’s origins must be tested through the use
of the most rigorous experimentation. What are some of the scenarios that have
emerged, therefore, since the days of the Oparin-Haldane hypothesis and the
Miller-Urey experiments?
Natural selection, as we will see
in more detail below, is the process by which organisms flourish or decline
based on their reproductive success in a given environment. It is usually
thought of only in association with life forms. Manfred Eigen, a Nobel laureate
who has devoted much of his career to studying the origin of life, has argued
that natural selection, rather than being the result of the existence of living
things, brought about the emergence
of living things by acting on non-living, but self-replicating molecules.
Natural selection, he says, is a physical principle that operates in defined
situations. When non-living entities begin to replicate, he believes, natural
selection will begin to work.12 Eigen contends that the prebiotic
world was chemically diverse enough to allow for the emergence of a cycle where
very short sequences of RNA and very basic kinds of enzymes evolved and in
effect drove each other’s development in a reciprocal manner. However, Eigen’s critics claim that he has
not adequately accounted for the emergence of his postulated short RNA
sequences, and that the production of proteins by these simple kinds of
replicators would be difficult. So while Eigen has given us valuable insight
into how a system can evolve once nucleic acids exist and the genetic process
has begun, his postulated scenario may not have occurred.13
The emergence of RNA was a crucial
event in the evolution of complex life forms. In 1986 Harvard biochemist Walter
Gilbert coined the phrase The RNA World
in an essay. Gilbert hypothesized that RNA could have been self-organizing and
self-catalyzing, and indeed ribonucleic acid has the interesting property of
being able to both store information, as DNA is able to, and catalyze
reactions, as proteins are able to. But the production of full-fledged RNA from
a prebiotic environment is simply too unlikely, given the extreme difficulties inherent
in constructing nucleotides. The generation of ribose, a simple sugar, from a
non-organic setting seems to be particularly problematic as well. Further,
nucleotides display chirality, or
“handedness”. They come in forms that
mirror each other but which cannot be superimposed on each other. (Through the
application of specific tests, chemists assign a designation of left-handed or
right-handed to particular molecules.) If the building blocks of nucleic acids
are nucleotides, and if they can produce chains that have both left-handed and
right-handed varieties, this presents a problem. RNA can be built from either
variety (although in our cells it is entirely of the right-handed kind) but it
cannot grow from a mixture of left-
and right-handed varieties. This has led many scientists to abandon the idea
that RNA was the original molecule of life. They are instead looking for
prebiotic molecules that are nonchiral, ones which can be readily synthesized
and which can form polymers. Important progress has been made in this area of
research, and it is now thought that RNA replaced its antecedents and began
functioning independently.14
In an article published in American Scientist in 2009, physicist James Trefil, biologist Harold J. Morowitz, and physicist Eric Smith laid out a hypothesis about the
origin of life that does not require the presence of RNA or DNA in its earliest
steps, and may not require the presence of even a rudimentary cell. Their
hypothesis is an example of the metabolism
first viewpoint. The three scientists postulate that the process that led
to life may have begun with basic, simple chemical reactions taking place in
porous varieties of minerals. These reactions would not have required the
presence of complex enzymes. Small molecules, arranged in simple networks in
certain minerals, would have served as catalysts for these reactions. If a
network of small, simple molecules generated its own constituent parts, it
would be the core of a recursive chemical system, a system these researchers
call self-amplifying. [I would call
it synergistic.] These scientists hypothesize:
that such a system arose and that much of that early core remains as
the universal part of modern biochemistry, the reaction sequences shared by all
living beings. Further elaborations would have been added to it as cells formed
and came under RNA control, and as organisms specialized as participants in
more complex ecosystems.15
Feedback mechanisms
that would eliminate side reactions, mechanisms these researchers call
“self-pruning” features, would be absolutely essential. They would concentrate
reacting molecules to a limited series of pathways in
the same way metabolism does, and advocates of metabolism first are seeking
these mechanisms.
And
why must these initial chemical steps on the path toward life be of the most
basic kind? To eliminate the need for highly improbable random events, such as
the appearance of complex nucleic acids out of a prebiotic environment. In the
metabolic process today, we can see preserved the actions of simple networks of
small molecules. Why, the authors ask, did the non-living world bring forth
such reactions to begin with? It may have been something as simple as the fact
that the laws of physics tend to “prefer” low states of energy to high ones.
Just as water seeks the lowest point in whatever area it is found in, moving
from a high energy state to a lower one by forming and flowing in channels down
the side of a hill, so chemical channels were created on the early Earth. The
researchers contend that “reservoirs of energy” accumulated in the non-living
world of our planet’s first eon, masses of electrons and certain other ions
“seeking” to release their energy. The earliest chemical reactions that led in
the direction of life facilitated the release of this energy by establishing
biochemical channels acting in concert with each other.
The
authors point out that in metabolism as seen in the modern world the citric
acid cycle, or Krebs cycle, breaks
down organic molecules into carbon dioxide and water. Oxygen is used to effect
this break-down, and the outcome is energy. Organic molecules are, in a sense,
being “burned” as fuel. But the cycle can work in reverse, taking in
high-energy electrons from carbon dioxide and water and using them to construct
large molecules out of smaller ones. Trefil and his colleagues maintain that
this reverse-cycle, known as the reductive
mode of energy transfer, must have operated on the early Earth since the
earliest atmosphere was non-oxygenated. (This reductive process still operates
in certain anaerobic organisms.) The reductive mode gives electrons a method of
lowering their energy content and allows for the efficient organization of
molecular networks operating in a cyclic fashion. This simple cycle can then
interact with other chemical cycles. The process that produces the essential
oils that are used in the construction of cell membranes is a pathway that
starts through such interaction.
These
simple chemical reaction systems are an early manifestation of order (or in my view, emergence). This
order, the authors believe, existed prior to the onset of replicating
molecules. The three researchers argue that there logically must have been a
stage during which these primitive systems evolved in the direction of
molecules with replicative abilities. It was these early replicating molecules
that allowed for the processes of natural selection (see below for a discussion
of this process) to begin operation.
The
authors believe that research along these lines, looking for the rise of chemical
and biological complexity by examining the most basic form of metabolism, will
show us the true pathway to life. They conclude:
If this notion turns out to be true, it will
have important implications for a deep philosophical question: whether we should
understand the history of life in terms of the working out of predictable
physical principles or of the agency of chance. We are, in fact, arguing that life will appear on any planet that
reproduces the environmental and geological conditions that appeared on the
early Earth, and that it will appear in order to solve precisely the sort
of ”stranded electron” problem [electrons that are unable to lower their
energy state] discussed above. [Emphasis
added]16
One of the most arresting
hypotheses about the origin of life comes from chemist A. G. Cairns-Smith. The
title of his 1982 study Genetic takeover
and the mineral origins of life tells us that he approaches this subject
from a unique perspective. He begins his study by reviewing the various
hypotheses that had been offered up to that time about the origin of organic
polymers, and pointing out their implausible aspects.17 Cairns-Smith
argues that the essence of the origin of life problem is a genetic one: “What
would have been the easiest way that hereditary machinery could have formed on
the primitive Earth?”18 He believes that the genetic mechanisms we
see in operation today are the advanced replacements for the first,
ultra-simple hereditary mechanisms.19 It is his contention that these ultra-simple
systems first emerged as crystals in clays, forming what he calls “inorganic
genes”.20 He argues that
crystals can store information (through structural defects of various kinds)
and replicate structures.21 Remarkably, he further contends that
these clay structures were subject to natural selection and began
self-propagating. Later, he argues, as carbon and nitrogen became incorporated
into such systems, energy from sunlight (a primitive form of photosynthesis)
helped form chemical structures that ultimately permitted the formation of
amino acids, which began the road to nucleotides and true organic evolution.22
(By the way, the rather advanced chemistry in this text forces a layperson like
me to depend heavily on the sections which summarize the evidence.)
It is a remarkable contention:
the first living things were replicating minerals, clays which possessed
crystalline genes. Many observers have examined this hypothesis, but it must be
said that very few of them have agreed with it. Cairns-Smith himself has always
hoped that experiment can produce (or discover) clay-based life, but for now
his ideas must be considered simply interesting conjectures, without any major
empirical support.
Could life have emerged around
the hydrothermal vents of the deep oceans?
Geneticist Paul Lurquin has examined the issue in some detail. Hydrothermal vents are formed when cracks in
the Earth’s crust, which is considerably thinner under the oceans, bring water
in contact with magma. The water becomes superheated, but because of the
immense pressures at those depths it does not boil. Rather, underwater
“chimneys”, the hydrothermal vents, form. These vents are frequently the homes
of distinct ecosystems. Lurquin points out that the combination of high
pressure and heat can produce chemical conditions in which the production of
every amino acid and the formation of small proteins is possible. Experiments
which replicate the conditions surrounding hydrothermal vents have been done,
and, in Lurquin’s words they have found that,
a whole catalog of organic molecules, including amino acids and pyruvic
acid (an important metabolite ubiquitous
in living cells) could be formed at high pressure and temperature from H2S,[hydrogen
sulfide] CO, and CO2, as well
as ammonia (from nitrate) and nitrogenated hydrocarbons. Interestingly, iron
sulfide (FeS) was absolutely necessary to catalyze these reactions, to generate
hydrogen for reduction reactions, and to concentrate and stabilize the reaction
products. This mineral is abundant in the earth’s crust in the form of
pyrrhotite. Although the formation of nitrogenous bases as found in RNA and DNA
has not been reported, hydrothermal vent chemistry seems to be much more than
just paper chemistry [a hypothesis without supporting evidence].23
So perhaps it is possible that
chemical evolution began in the depths of the world ocean, a product of the
geological conditions of the Hadean Eon. The evidence is indeed intriguing, and
research along these lines is promising.
There is a debate among biologists
and other scientists over the issue of autocatalysis,
the ability of molecules to manufacture their own catalysts. Stuart Kauffman,
whom we encountered earlier, in our discussion of self-organizing systems, has
contended that once particular kinds of pre-biotic polymers reach a critical
stage of complexity their interactions will become autocatalytic. Because of
this tendency, in Kauffman’s view, life is an expected phenomenon in such a chemical setting as the Earth.
Kauffman’s hypothesis has come under serious criticism, and even if such
autocatalytic systems did emerge their exact nature and function have still to
be determined. Moreover, if they existed they may have been much simpler than
Kauffman originally proposed. However, the contention that some sort of
autocatalytic molecules were a necessary (but not wholly sufficient) condition
for the emergence of life on this planet seems to be gaining support. Indeed,
it is difficult to see how pre-organic molecules could have begun to evolve without the ability to utilize energy
from the surrounding environment to sustain their reactions.24
Origin of life research continues
unabated. As evidence about the nature of the early Earth continues to
accumulate, as research into hydrothermal vents expands, as increasingly
sophisticated tools of mathematical analysis are used more and more extensively
to evaluate such issues as the reproductive capacity of autocatalytic sets, and
as all the diverse aspects of this problem are probed, more progress will be
made. Most crucially, as the scientific community’s members continue to review
and question each other’s work, suggesting avenues of research, asking hard
questions, demanding rigorously-conducted experimentation, and expanding lines
of communication among various disciplines, the likelihood grows that a
definite, empirically-demonstrable explanation of the origin of life on Earth
will be discovered at some point in the 21st century. Such a
discovery is not a certainty, because as this very brief survey of hypotheses
has shown (and I have omitted several others), the problems surrounding this
issue are as difficult as any faced by the sciences. But if we do discover the
processes of chemical evolution that led to the emergence of the universal
common ancestors of all living beings in the world today, it will be an event
as momentous as any in human intellectual history.
Evidence of the Earliest Life on Earth
In trying to determine when life
emerged on this planet, we are constrained by the fact, as noted in the previous
chapter, that the geological record of the Hadean Eon is very sketchy. Schopf
contends that the bombardment of the early Earth by extraterrestrial bodies
precludes an origin of life, at least as we know it now, any earlier than 3.9
billion ybp. He points out that violent bombardments by such bodies as
meteorites would have sterilized the surface of the Earth, wiping out any life
forms that had managed to emerge.25 Therefore, it appears that the
earliest forms of life could have evolved no sooner than the last era of the
Hadean Eon, and in fact may not have appeared until after the onset of the Archean (sometimes Archaean) Eon, a period
of time beginning anywhere (according to various estimates) from 4.0 to 3.8
billion ybp and waning by 2.5 billion ybp. And as we have seen, the earliest
replicating beings were probably no more than organic molecules, the result of
pre-existing metabolic processes at the microscopic level, none of which could
have left any physical trace. This has made the search for the first signs of
life challenging, to say the least. But there are hard data beginning to emerge
from this search.
In a paper published in Nature in 1996, six researchers argued
that carbonaceous structures (carbon-based and exhibiting carbon isotopes
consistent with life-forms) found in sediments from western Greenland indicate
that life forms may have been there more than 3.8 billion, and perhaps earlier
than 3.85 billion ybp. These scientists argue that the structural complexity of
the first known microfossils indicates that there must have been simpler life
forms that existed prior to their evolution, and that even though the Earth may
still have been under periodic bombardment by extraterrestrial objects 3.8
billion ybp, such bombardment did not eliminate these particular structures and
possible early life forms26 But these results have been challenged
by other researchers on geological grounds, and there is by no means any
consensus of opinion supporting the conclusions of these six scientists. There
is, however, more solid evidence that has been found in Greenland of organic
activity dating back to 3.7 billion ybp, so perhaps Greenland’s place in life’s
origins was indeed primary. Evidence gathered from Australia tells us there may
have been photosynthesizing microorganisms, known as cyanobacteria, present on the Earth as early as 3.465 billion ybp
but the evidence that they were indeed cyanobacteria has been challenged (see
below). There are also carbonaceous microstructures in South Africa dated from
around 3.4 billion ybp.27
The purported Australian
microorganisms were discovered in the Apex Chert of western Australia and may, if fully confirmed, turn out to be the
oldest fossils yet discovered. In the early 1980s Schopf and a team of his
colleagues began work on physical evidence from this region, and in 1993 Schopf
was confident enough to announce their findings in a scientific paper. In his
view, there appear to be 11 different species in the sample, and Schopf
believes that at least six of these ancient samples are kinds of cyanobacteria,
the first living things to engage in oxygenating
photosynthesis (a key point). At the very least their structure appears to
resemble that of cyanobacteria. Schopf has presented detailed evidence
demonstrating, to his satisfaction, that these samples are indeed kinds of
bacteria and, judging from the age of the rocks in which they are embedded, are
at least 3.465 billion years old, plus or minus 5 million. (The date,
determined in this instance by measuring the rate of decay from 238Uranium
to 206Lead in the Apex Chert sample, is remarkably precise in the
field of radiometric dating.)28
Schopf’s contention that the Apex
Chert finds are true fossils has been seriously contested. In a response to
Schopf’s work published in Nature in
2002, eight researchers, including a number of geologists, contended that the
structures Schopf interpreted to be microfossils can be explained as purely
geological phenomena, the result of hydrothermal activity. They argue that
before these finds can be labeled as organic that all other alternative
explanations must be explored. These scientists are not completely rejecting
the possibility that rock formations
such as the Apex Chert could hold evidence of biological activity. But they are
saying that this particular case has not been proved.29 In the same issue, Schopf and several of his
colleagues vigorously defended their hypothesis, contending that the most
advanced spectroscopic evidence supports the contention that these samples are
organic in nature.30 Research
published in 2011 strikes something of a middle position, questioning the
biological interpretation of the Apex Chert finds while pointing out that the
chert itself contains carbonaceous structures consistent with the presence of
microbial life.31 Suffice it
to say that the debate is on-going and as of this writing has not been
resolved.
It remains to be seen if any
fossils older than 3.5 billion years old can be uncovered. Perhaps they will be
unearthed in one of the promising regions of Australia, South Africa, or
Greenland. But the odds are not good, inasmuch as the structures that preceded
these bacteria may not have had cell walls that lent themselves to
fossilization. And fossilization itself is rare. After its death, over 99.9% of
all living matter is ultimately recycled into other living matter. Fossils are
drawn from the less than 0.1% that has not been recycled.32 In all
probability we will have to rely on indirect evidence to piece together the
story of life from its earliest origins.
Looking for the LUCA
All life on Earth is thought to
belong to one of three domains. These
domains include the eukaryotes
(living things composed of cells which possess a nucleus and various
substructures, all of which are known as organelles),
bacteria (single-celled microorganisms that possess neither a nucleus nor
organelles, and which are therefore kinds of
prokaryotes), and archaea (the smallest of all microbes,
prokaryotic cells with genetic characteristics different from those of
bacteria, and which are often found in the harshest and most extreme
environments). There was discussion at the time of this writing that there may
a fourth domain of life, consisting of microscopic life forms so genetically
unusual that they seem only distantly related to other living things, but as
yet no consensus of opinion supports this hypothesis.33 All domains
are thought to be evolutionary offshoots of the Last Universal Common Ancestor, known by the shorthand designation
LUCA. In tracing the history of life on our planet from the LUCA, scientists
have devised an organizational scheme commonly referred to as the Tree of Life. There are scientists,
such as J. Craig Venter (who led the key project that helped elucidate the
human genome) who consider the Tree of Life to be an outdated metaphor,
preferring to think of the “tree” as more of a bush-like structure with many
very small branches. But Venter, contrary to the assertions of some who are
seeking to undermine evolutionary theory, still points out that even the most exotic, unique, and rare sets
of genes that have been discovered, a group of 12 out of the approximately 60
million that have been studied, are DNA-based. Venter readily accepts the
notion that life has a shared, common ancestry, and postulates that the
earliest split-off from the last common ancestor took place about 3.5 billion years ago, when the archaea and the bacteria began evolving in
their own separate directions.34
Recent evidence has confirmed
that all life on this planet is indeed derived from a common source. The most
convincing argument yet presented in support of this contention has come from
biochemist Douglas Theobald of Brandeis University. In a paper published in
2010, Theobald first laid out the chief general supports in favor of common
ancestry, and in support of organic evolution in general. They are as follows:
1. The evolutionary development of various life forms over
time, their phylogeny,
is
reflected in the distribution of life forms over the surface of the Earth, a distribution known as biogeography. In other words, life forms
tend to be where we might logically
expect them to be based on their evolutionary history.
2. The paleontological record strongly agrees with the
phylogenetic record.
3. There are many transitional fossils that demonstrate the
kinds of changes that life forms have
undergone over time.
4. The analysis of morphological characteristics allows us to
construct a consistent hierarchical
relationship among various life forms.
5. Similar life forms contain many homologies, that is to say similar physical structures performing similar kinds of functions.
6. Molecular phylogenies confirm phylogenies based on
morphology.35
Theobald then notes some
critically important points. First, the existence of a universal common
ancestor does not rule out the
possibility that life had several separate origins. But it does mean that if
multiple origins did occur, one of two things must have happened: A. Only one line of life forms survived and all
the others were driven to extinction, or B. The various life forms that had
emerged genetically converged into a single species. Second, Theobald explains that the universal
common ancestor was not necessarily, nor even probably, a single organism. As
he states:
[the idea that the UCA was not
necessarily a single life form is] in
accord with the traditional evolutionary view that common ancestors of species
are groups, not individuals. Rather, the last universal common ancestor may
have comprised a population of organisms with different genotypes that lived in
different places at different times.36
Theobald analyzed similarities
among various proteins found in each domain, taking into account the effects of
possible horizontal gene transfer
(the spread of genetic material among life forms other than by means of
parental transfer). In his analysis, Theobald found that the odds against these
proteins being the product of separate, independently evolving lineages were 102860
to 1 against. (By way of comparison, the number of subatomic particles thought
to exist in the known Universe is somewhere between 1085 and 1087.)
In fact, Theobald demonstrates that no model of multiple surviving lineages
holds up against the probability of a UCA, even when the most stringent statistical
methods are applied.37
What kind of environment did the LUCA evolve
in? Since the fossil evidence of the earliest life forms is sketchy and subject
to varying interpretations, existing genomes have been analyzed to discover
whether ancestral life forms left clues about the world in which they lived. In
studying them we have acquired evidence regarding their thermal environment. It
was at first inferred that the most ancient bacteria were thermophilic—heat loving—because resurrected proteins seem to indicate
that the ancestors of modern bacteria were thermophilic. But analysis of
ribosomal RNA indicates that the true LUCA may have originally evolved to adapt
to environments of moderate temperature, and that the lines that descended from
it became adapted to higher environmental temperatures later on in life’s
development.38 This matters because temperature has been shown to
affect the rate of evolutionary development.
It must be stressed that the LUCA was not the first life form to exist on
Earth. When we say it was the last common ancestor, we are not ignoring the
fact that the LUCA itself was the product of a long evolutionary process. So it
may have been more complex than most people would imagine. A recent study by
two biologists has, in fact, postulated the following about the LUCA and its
development:
1. The
diversification of life from the LUCA
(not the beginning of it) began about 2.9
billion ybp.
2. The
LUCA had, in the words of the study, “advanced metabolic capabilities”.
3. It
was rich in the kind of enzymes needed to metabolize nucleotides.
4. It
had the capacity to synthesize membranes.
5. It
had some capacity to synthesize proteins.
6. It
could not communicate with other cells.
7. It
could not produce enzymes necessary for DNA synthesis.
8. All
in all it was a simple organism with “a rather complex set of modern molecular functions”.39
As science elucidates the nature
of the Last Universal Common Ancestor to a greater and greater degree, we will
gain important insights into the roots of the Tree of Life—and the evolutionary
processes by which it has grown and flourished over the eons, producing one
particular branch in the tree’s higher regions—the genus Homo.
The Reality of Organic Evolution (A Necessary Digression)
Since one of the crucial aspects
of living systems is that they have the capacity to evolve, an understanding of
the basic processes of evolution itself is necessary. Few subjects are more
crucial to our understanding of the world, and few subjects require greater
clarification. There is a great deal of confusion surrounding the concept of
evolution. Because of the resistance of religious authorities (and certain
others who are mistrustful of science) in many parts of the world, or because
many people simply lack an education in the sciences, there are many humans who
do not accept the tenets of evolutionary thought. Many of these people are
outrightly dismissive of the idea itself, saying that organic evolution is
“just a theory”, unmindful of the fact that the words hypothesis and theory are
not synonyms. As we will see in Science,
in a later volume, a theory is a set of interrelated propositions that, taken
together, describe the characteristics and processes of a given phenomenon. All
such propositions are based on either empirical or deductive evidence, or both,
and are, by definition, facts in the human frame of reference. Quantum
mechanics, relativity, plate tectonics, and heliocentrism are all theories.
Organic evolution is an established fact, as fully proven and as completely
demonstrated as the fact that the Earth orbits the Sun. Although scientists
sometimes disagree about the details of this process, virtually all scientists
(with extremely few exceptions) agree that the process itself is real, and is
supported by massive amounts of evidence. It is by means of organic evolution that the
earliest life forms ultimately gave rise, after an inconceivable number of
steps and an incomprehensible length of time, to the genus Homo. We cannot assume, however, that
the “objective” of organic evolution was the bringing forth of the human
species.
The genetic make-up of an
organism is known as its genotype.
The physical traits of an organism, its structure, physiology, and biochemical
composition, are known as its phenotype
and are the product of its genotype. Evolution changes the distribution of
genotypes present in a population of organisms. These changes, over time, are
expressed as phenotypic changes. The change in a population’s genotypes affects
its ability to successfully reproduce. So bearing these basic facts in mind,
what are the chief methods by which evolution proceeds?
Natural Selection. The core of evolutionary ideas. Natural
selection is concerned with those conditions which lead a species to be either
reproductively successful or unsuccessful. What do we mean by reproductive
success? In order to be reproductively successful, the members of a species
must survive long enough in a given environment to reach reproductive maturity,
and when they do, they must reproduce and give rise to fertile offspring
similarly capable of surviving. Not all members of a population need to
reproduce, but a certain number of them obviously must do so. Two factors above all drive the outcome of this
process:
1. The DNA which determines the physical traits
of a species, when reproduced, does not always reproduce with total accuracy.
Errors in reproduction, or recombination, are known as mutations. (See below.) Such errors can have only three possible
outcomes. First, a mutation may be neutral, and have no effect on the
reproductive success of the species. Second, the mutation can be harmful,
meaning it lessens the ability of the
species to reproduce. Third, the mutation may be beneficial, meaning it enhances the ability of the species to
reproduce. (To be perfectly accurate, there are mutations which appear to have
negative consequences but which act more broadly to ensure reproductive
success.) And how can we judge whether a mutation is neutral, harmful, or
beneficial? We have to consider the species in the context of its environment.
2. All species exist in a particular physical
environment. If that environment undergoes significant changes, it will affect
the ability of animals or plants to survive long enough to reproduce, and will
make certain mutations crucially important.
An example which was of particular importance to us was the rapidity
with which the forest environments of our tree-dwelling ancestors changed.
Mutations which would be neutral in a stable environment, such as a gene for
color vision, would become beneficial in an environment in which new and deadly
predators were now common. If color vision gives an animal the ability to
detect such predators and take action to evade them, the chances of the animal
surviving to reproductive maturity are significantly improved—as are the odds that the gene for color
vision will be reproduced. This is the essence of natural selection. What
is being “selected” (unconsciously) is genetic material. Natural selection
alters the genetic characteristics of a given population when those alterations
prove to be beneficial to the reproductive success of that species. If the
genetic characteristics of the species do not change rapidly enough to deal
with extreme environmental changes, the outcome is grim: extinction. The vast
majority, more than 99%, of all species that have ever lived on the Earth are
now extinct, but many of them have left modern day descendants. The earliest
mammals and primates are all gone, but we are their inheritors.
Natural selection is therefore a
deeply interactive process involving
all of the variables that affect a population’s genetic composition and the
environment in which the population lives. It is not “random” in the sense that
it follows no rules, because the rules that govern this process have largely
been elucidated, but it is random in the sense that changes in genetic material
or the physical environment in which that material exists cannot be predicted.
The process of natural selection is driven by…
Selection pressures. Selection pressures (sometimes called selective pressures) are those aspects
of the natural environment that, unconsciously and without direction, tend to
demand of those animal and plant species living in that environment the ability
to conform themselves to the conditions of the environment. In regard to this,
a key principle needs to be emphasized once again: if an environment changes extremely rapidly, the results are usually
disastrous for those species that have evolved a high degree of specialization
for that environment. On the other hand, species having, for whatever
reason, greater biological “flexibility”, stand to gain. The massive reptilians
that dominated the Earth until 65 million years ago were excellently adapted to
a comparatively warm (although perhaps already cooling) environment. When that
environment changed with jarring suddenness, their highly specialized
adaptations were no longer suitable. The selection pressures, in other words,
had radically changed. The mammalians, smaller but more adaptable, were given a
tremendous competitive boost from the wiping out of the large dinosaurs.
Selection pressures, therefore, are aspects of the natural environment that
favor animals and plants that can meet them—and which mercilessly eliminate
those that can’t. The forest environment in which our primate ancestors evolved
was filled with particularly sharp selection pressures, ones which tested their
abilities to the utmost, and winnowed out those who failed the test.
A great many variables,
therefore, influence natural selection. The net result of this phenomenon is
life forms that come in an amazing array of sizes, colors, shapes, internal
structures, and configurations, living in an astonishing range of habitats. The
changes that brought these life forms about are examples of the inherent gradualism of evolution.40
This is not to say that all evolutionary change occurs at one, rigidly
determined pace, nor is it to say that there cannot be long periods of
relatively little change followed by periods of relatively greater change. But
it does indicate that large evolutionary change is brought about by the
accumulation of small changes, yet another example of emergence in nature.41
In one perspective, life forms
can be thought of as packages that carry genes, genes whose “job” it is to see
that they are reproduced. This job can be accomplished in a tremendous variety
of different ways. I call the process of natural selection driven by selection
pressures by a simple and stark name: The Law of Whatever Works. Whatever
works does not have to be especially efficient, attractive, or appealing. As
long as some of the life forms in a population succeed in perpetuating their
genetic material, that’s all
that is required. The life form
may be lethal to other animals (as are the anopheles mosquitoes that transmit
malaria), it may be one that (to human eyes) is disgusting or repellent in
appearance, it may use methods of reproduction that are very inefficient and
time-consuming (such as the reproductive cycle of penguins), it may exist in
environments that to humans appear harsh or extreme. None of this is important.
There is only one criterion of biological “success”. The species must continue
in some way. Nothing else matters.
Adaptation. An adaptation is a physical characteristic of a life
form that helps it thrive in a particular environment. It can be thought of, in
a sense, as a biological “solution” to an environmental challenge. It is the
end result of the natural selection process. Adaptations (for a time) enhance
the reproductive prospects of a population of life forms. Evolution by natural
selection is therefore also referred to as adaptive
evolution. Adaptations are not just external physical traits. They can also
be biochemical features, such as the evolution of different varieties of
hemoglobin (the molecule that carries oxygen to cells).42 Are
adaptations always perfect or elegant? Not at all. Natural selection, in
“looking” unconsciously for whatever works, uses the available materials and
does with them what it can, all without direction or purposefulness. If an
adaptation helps ensure an animal or plant’s reproductive success, it gets
reproduced more and more consistently. If the environment changes, the adaptation
may rapidly become useless—or worse.
DNA Replication, Mutation. Although
it is somewhat of an oversimplification, it can be said that bodies are built
out of proteins. Proteins also regulate and maintain bodies. Different kinds of
protein are used to build different kinds of structures in an animal’s body,
and distinct kinds of protein perform the various regulatory functions as well.
Gene expression is also regulated by proteins. There are 20 amino acids in life
forms, and specific kinds of proteins are built out of specific sequences and arrangements of amino acids.
(Not all amino acids can be synthesized in the body; some must be ingested.) The
“instructions” for building a protein are found in genes, which are simply
segments of DNA located along the bodies of chromosomes, found within cells.
Some proteins require several genes to assemble them. Conversely, certain
single genes can produce several different kinds of protein. A sequence of
nucleotides in a gene assembles a specific sequence of amino acids in a protein.43
As you know, a DNA molecule
consists of nitrogenous bases linked in pairs, with a surrounding structure of
phosphate and sugar groups, all arranged in a double helical shape. The base
adenine always links with thymine, and the base cytosine always links with
guanine. (In RNA thymine is replaced by uracil.) A triplet of bases, called a codon, carries the “instructions” for
the building of a particular amino acid. The DNA code for an amino acid is
copied and the copy is a molecule known as messenger
RNA, or simply mRNA. The copying process is known as transcription, and in eukaryotes takes place in the cell nucleus.
The “information” carried by the mRNA is taken out of the nucleus to structures
known as ribosomes. Ribosomes, which are constructed out of a different kind of
RNA, (rRNA) are where the actual proteins are assembled by yet other forms of
RNA (tRNAs). This second phase of the construction process is called translation.44 As long as the
DNA of a cell reproduces properly, everything goes well within this process,
and proteins are assembled according to plan.
But sometimes, there are
problems. When a DNA molecule replicates, there are errors of copying that pop
up from time to time, Most of these errors are corrected by enzymes that detect
and repair these errors. But some of the errors slip through. These errors are
the mutations mentioned in the description of natural selection above. The
mutation can alter the coding of a protein, which results in the production of
a different kind of protein altogether. Point
mutations change a base in the DNA sequence to another kind of base.
Certain kinds of point mutations change amino acids, and hence protein
production. A more drastic kind of mutation, known as a frameshift mutation, inserts a base into a DNA sequence, knocking
the whole sequence of base pairs out of position and producing a useless,
non-functioning protein. Mutations can also involve a process known as transposition, in which a section of DNA
can copy itself and insert itself into an existing gene, altering its function.
Finally, whole chromosomes can become entangled with each other, causing a
phenomenon called translocation. In
translocation, chromosomes which have crossed each other’s path can swap
genetic information equally or one can do all or most of the exchanging. In
discussing evolution, it is the mutations that occur in gametes—sex cells—that are most crucial. These mutations, if they
are of the right kind, can have phenotypic consequences. They can bring forth a
new variation of a living thing, one not seen before.45 Mutations,
therefore, are of crucial significance in evolution. The deep basis of natural
selection is found in the process by which the genome of an individual is
reproduced. It is the variability of
genetic material that gives natural selection something from which to
select.
Genetic Drift. A very precise definition of evolution is that it is
“a change in the proportion of alleles
(different forms of a gene) in a population.”46 In a relatively
small population, with a great deal of intergroup mating, certain alleles can
be lost over time simply by random chance, and certain other alleles can rise
to 100% frequency. This is a less powerful form of evolution, one that cannot
produce complex adaptations. In fact, it can be disastrous, leading to high
incidences of genetic disorders in isolated populations.47 There is
a variation of the genetic drift theory known as the Neutral Drift Hypothesis. In the 1960s a Japanese biologist,
Motoo Kimura, argued that random genetic changes take place with great
frequency, and are not usually driven by natural selection. The overwhelming
majority of such changes, according to Kimura, are neutral, and changes in the
genetic characteristics of a given population can occur entirely by chance.
Kimura is not rejecting the idea of
natural selection at the levels of form and function. He is arguing that at the
molecular level, however, the
majority of mutations result purely from stochastic processes. Nor is he saying
that such changes occur at a regular, constant rate. He does not exclude
selection as one of the factors in molecular change. He is, however, saying
that selection-driven changes at the molecular level are in the minority.
Kimura’s work has been widely debated, and it is not universally accepted by
any means, but he has definitely influenced the examination of genetic change.48
Synergy and Evolution. In the chapter Synergy and Feedback Loops we examined the way in which
evolutionary development is driven by synergistic processes, as successful
innovations make possible the greater and more widespread expression of these
innovations. We examined the proposition that only when all the conditions
necessary for the evolutionary development of a species are working in concert with
each other can true novelty emerge. So evolution may properly be thought of as
a natural process that by bringing together a host of variables produces an
outcome that none of those variables operating in isolation can produce.
Speciation. A species can be chiefly
understood as a population whose members can successfully reproduce only with
other members of the population. (There are indistinct boundaries between
species that sometimes allow genetic flow to occur.) By successfully reproduce, as we noted above,
we mean give rise to fertile
offspring who will be able to continue the process. Speciation occurs when a
population has become genetically distinct from other populations descended
from the same ancestral group. If a population has, through natural selection
and genetic drift, lost “genetic contact” with another population over the
centuries, it may lose the ability to produce fertile offspring with that
population, or even to produce any offspring at all. Speciation is usually
caused by populations living in distinct environments that call for distinct
adaptations. Different physical features have different adaptational advantages
in such environments. What “works” reproductively in one place might not “work”
in another. Various species of baboon have evolved, for example, to adapt to
widely divergent environments in Africa. Speciation may also be driven by the
action of speciation genes, genes
that contribute to reproductive isolation. Such genes are thought to vary in a
purely stochastic (by random chance) manner and if favored by natural
selection, to drive the process of speciation forward. This process is still
not fully understood, but it is now being studied intensely.49
Convergence. Convergent evolution occurs when varieties of animals
of different species, or even different classes or orders, become similar in
appearance due to selection for certain traits that are advantageous in a given
environment. The most spectacular example of convergence we have is found in
the cetaceans, the mammalian order that includes whales, dolphins, and
porpoises. Through relentless selection pressures, the successful members of
the order have acquired extremely hydrodynamic bodies similar in key ways to
those of the vertebrate fishes. But an examination of a cetacean skeleton will
reveal a surprising fact: in their wonderfully effective fins there are
vestigial limbs and digits, the remnants of their terrestrial ancestors.50
Parallelism. This is more properly called parallelophyly. As described by the eminent evolutionary biologist
Ernst Mayr, this is “the independent emergence of the same character in two
related lineages descended from the nearest common ancestor.”51 This
phenomenon is seen clearly in the evolution of birds. It should be noted that
every step in the parallel evolution of various species is not going to be
identical, nor does it need to be. But the phenomenon has been carefully
traced, and it is the process which is complementary to convergence.52
Stasis. There are particular
environments, such as areas of the world ocean, that are so isolated and stable
that certain species of animals can occasionally survive in them essentially
unchanged over many centuries. The discovery in 1938 of a coelacanth, a fish
once thought to have died out with the dinosaurs, illustrates this phenomenon.
Such environments are characterized by a lack of selection pressures. For
example, there may be no predators in the region. Similarly, the region
occupied by a species may be thermally stable or out of the migratory patterns
of potentially disruptive animals. But for whatever reasons, certain areas of
the Earth harbor these biological remnants of earlier eras.
There are many, many more aspects
of evolution that we will touch on as we have need to, but these will suffice
for now. Now it’s time for us to examine…
Misconceptions About Evolution
Misconceptions about evolution
abound. There is great misunderstanding about the term “survival of the
fittest”. Fittest does not necessarily mean biggest and strongest. Fitness in this context refers to reproductive
success. Most dinosaurs were huge and tremendously strong; the mosquitoes that
existed along with them were small and easily crushed. Which one was more fit?
The various mosquito species have an unconscious reproductive “strategy”. They
reproduce in such vast numbers that even if 95% of their members die, they have
plenty left to continue the lineage. In fact, as Jerry Coyne has pointed out,
the “solutions” devised by natural selection aren’t ideal ones, so perhaps we
should think in terms of survival of the fitter.53
Further, many people say that “I
didn’t descend from monkeys”. Well, if those people are referring to the modern
day prosimians, monkeys, and apes, they’re right. They didn’t. All of the
modern primates, including humans, are descended from common ancestors, the
founders of the primate order some 65,000,000 years ago (or perhaps longer).
The ancestral primate groups evolved many branches, and eventually gave rise to
the approximately 200 varieties of primate which exist in the modern world, one
of which is us. As we will see in more detail later, the lines that were to
become the modern chimpanzees and humans split from each other somewhere around
5-6 million ybp, and genetic information can be used to confirm this.
There are those who think the
scientific community is deeply divided about whether evolution is a fact. Such
is absolutely not the case. The vast majority of scientists are thoroughly
convinced by the massive evidence in favor of evolution.54 And there
are people who believe that the evidence for the reality of evolution is thin.
Nothing could be farther from the truth. Virtually every area of the sciences
gives irrefutable evidence for its major propositions and supports our
estimates of the time frames in which it occurred. Here are just some examples:
--
In outer space, the
Wilkinson Microwave Anisotropy Probe (WMAP) has examined the cosmic microwave
background radiation, the aftermath of the Big Bang. This examination has
allowed us to make an estimate of the age of the Universe, 13.73 billion years,
that is accurate to within 1%.55 This utterly demolishes the
preposterous arguments of those who contend the Universe is only a few thousand
years old, and demonstrates that there was an enormous amount of time for
nucleosynthesis to have occurred.
--Radiometric dating, based on
the known decay rate of radioisotopes, has established reliable absolute dates
for many, many samples of the Earth and the life forms fossilized within it.
For example, Potassium-Argon dating (40K-40Ar) is used to
reliably date fossil remains embedded in layers of solidified volcanic ash. G.
Brent Dalrymple, perhaps the world’s foremost authority on the age of the
Earth, has thoroughly explained why radiometric dating is accurate and has
completely refuted the ludicrous contentions of “Young Earth Creationists” and
their insistence that a “great flood” laid down all the layers of sedimentary
rock in the geologic column:
There is also no doubt that the rocks now exposed on the surface of the
Earth or accessible to scientists by drilling were deposited and emplaced over
the geologic epochs, starting in the earliest Precambrian more than 3.8 billion
years ago. There are more than 100,000 radiometric ages in the scientific
literature that date rock formations and geologic events ranging in age from
Holocene to earliest Precambrian. These data and all the accumulated knowledge
from the science of geology show conclusively that the Earth we now see is the
result of natural processes operating over vast periods and not the product of
one or two worldwide catastrophic events.56
--Molecular evolutionists can
measure the genetic “distance” between and among various kinds of organisms
through an analysis of the sequences of nucleotides or amino acids in key
macromolecules:
For example, in humans and chimpanzees the protein molecule called
cytochrome-c, which serves a vital function in respiration within cells, consists of the same 104 amino acids in
exactly the same order. [Emphasis added.] It differs, however, from the cytochrome-c of rhesus monkeys by 1
amino acid, from that of horses by 11 amino acids, and from that of tuna by 21
additional amino acids.57
The calculation of reliable
genetic “distances” by such methods has allowed scientists to trace the
phylogenies of numerous species. It has allowed geneticists to explain when
various lines of animals diverged from one another as life forms evolved from
the LUCA (although the existence of fossil evidence is often used to calibrate
such measurements). And for those who deny any relationship between humans and
chimpanzees: what are the odds that the amino acids in the cytochrome-c molecule
of humans and chimpanzees ended up being identical to each other purely by
coincidence?
--Paleontologists have uncovered
a huge number of fossils which demonstrate transitions over time from one kind
of animal to another. This documentation is very strong in the record of
dinosaurs, and many transitional examples have been uncovered. Further, there
are many examples of animals in the fossil record which suggest a biological
relationship between reptilians and birds.58
--In relation to transitional
forms, in 2004 a fossil species named by scientists Tiktaalik roseae was discovered in the Canadian Arctic.
Anatomically, it is absolutely a mixture of
fish and tetrapod (four-legged animal), exhibiting traits found in both
groups, and it is almost exactly the
age—375 million years old—that those who were looking for it predicted it would
be.59 (We will examine this find further in the chapter The Animal Kingdom Begins to Colonize the
Land.) This helps bury the absurd creationist argument that there are “no
transitional varieties in the fossil record” even deeper than it already was.
Even if Tiktaalik does not turn out
to be the defining transitional
animal, it gives us an excellent idea of what that animal was like.
And as far as assertions of
“divine” or “intelligent” design go, anatomists and physiologists have
uncovered numerous “design flaws” in the human body, and a great many features
of our anatomy that are ancient in origin and which have been conserved across
many species through time. (We will look at the various suboptimal “design”
features of humans in a subsequent chapter.)
Few propositions in scientific
history have been more thoroughly demonstrated than organic evolution. It is
evolution that has driven life forward ever since the appearance of the first
life forms, and it has produced the various life forms that permeate the surface
of the Earth and the world ocean. And it is evolution that continues to operate
in every corner of the biosphere, mindlessly hurling out the challenge it
always has: adapt, reproduce, or die out.
By its processes, it ultimately produced a life form that can study it and
understand it. And the interesting thing is that were the process to start all
over again from the beginning, there is no guarantee that that life form would
ever come into existence again.
Life, as we have observed, is
something that energy-matter is capable of doing in the right circumstances.
When elements are arranged in a particular manner, they exhibit the properties
we associate with life. It was the capacity of living things to undergo change
that ultimately led to the emergence, from the fantastically complicated web of
life, of our genus. The story of life’s emergence and evolution is still being
pieced together, painstakingly and systematically. Not all questions have been
resolved, by any means. But we must resist the temptation to assert that these
questions cannot be answered, or that
they can only be answered by invoking supernatural intervention. The appearance
of life on our planet was, obviously, of the most central importance to us. And
yet, in the scope of the Universe, it was not a particularly noteworthy or
unique development. The advanced, consciousness-possessing life forms of the
planet Earth may yet make their mark on the broader Universe, but as of yet
they have not done so. They are, in fact, still struggling with their own
incomplete understanding of themselves, and their failures to deal with their
own tendencies and limitations may yet bring about their downfall.
So now we turn to the specific
steps that led from the appearance of life on this planet to the period in
which the human experience began to be permanently recorded. We begin by noting
the enormous period of time when our planet’s most advanced life-forms
consisted of one-celled organisms. This era of prehistory brought about the
eventual rise of all the “complex” life forms that pervade the surface of this
planet and its ocean. One of the life forms that was a consequence of this era
not only carries the inheritance of those times in its cellular structure—it
tries to understand itself. Only with the greatest difficulty have the bearers
of consciousness been able to prise the secrets out of that remote time—and the
effort has still not been completed.
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