Symbolism and the Significance of Language
In order to survive in the world,
an animal needs information about both the environment around it and its
internal status. Humans tend to define information as something spoken or
written, but the term is actually much broader than that. As we saw earlier,
the evolution of the nervous system came about because living things needed
some way of sensing their surroundings, and those that could do so survived
better than those that couldn’t. As the primates evolved, and as primates with
more and more elaborate nervous systems came to be in the world, the definition
of information grew broader and deeper. The gestural repertoire of primates
allowed them to form hierarchies and social groupings more elaborate than those
of any other animals. The evolution of the advanced prefrontal cortex and centers
of the brain increasingly capable of categorizing various external phenomena,
and the evolution of a vocal apparatus that permitted unprecedented flexibility
in the making of sounds, tended to reinforce each other in a synergistic way.
There now existed an animal capable of true language. Language is a conscious act. In language, sounds have
specific meanings and perform specific functions (such as naming things). In a
language these sounds are arranged in a particular way in order to effect
communication. The emergence of true language, perhaps first in the late forms
of erectus, but most highly in the
advanced forms of sapiens, would
revolutionize the world.
We will look at the emergence of
language in much greater detail in a subsequent volume, but we cannot pass over
the subject when examining the nature of Upper Paleolithic culture. When we
speak of a culture, a way of life handed down through time and space, we are
discussing a phenomenon that rests overwhelmingly on language. The essence of culture
is the ability to not only perceive the world but to A. communicate one’s
response to that perception to others and B. be exposed to others’ response to their perception. (I say “response to
perception” because we cannot truly convey the fullness of our internal
perception to another human—a crucially important point.) As we noted in the
first section of this book, the sole factor that prevents the complete
existential isolation of a human is the ability to communicate. The inability
to communicate, as in the case of individuals suffering from aphasia, cuts a
human off from others in a way nothing else can. In a sense, it is worse than
banishment or forced physical isolation. In such a situation one can be
surrounded by other humans and be just as
out of touch with them as if one were in solitary confinement. It can be
argued that the greatest consequence of the emergence of human consciousness
was the increasing ability to break the bounds of existential isolation.
The non-human animals, of course,
have their own ways of communicating with each other, such as scent, color, or
threat display. We must imagine that the primates of the late Oligocene Epoch
or the early Miocene Epoch that ultimately gave rise to the genus Homo were able to convey meaning to each
other, but the methods by which meaning was conveyed must have been very basic
and very broad—loud, simian vocalizations, the baring of teeth, spontaneous
displays of physical affection and so on. Natural selection favored those
primates who were able to survive more effectively because of their use of
these methods, but the evolution of complex interpersonal communication was
apparently agonizingly slow.
Increasingly large, internally
complex brains were the product of both the continuous, unconscious
“trial-and-error” processes of genetics and the ability of such brains to
interact with the outside world in such a way that this genetic tendency was
reinforced. The interactivity of the advanced hominid brain with the physical
world in which it was located, mediated by the senses, established a
complicated web of feedback loops that “rewarded” certain tendencies,
“punished” others, and “ignored” many more. The centers of the brain involved
with the ability to generate and understand symbolism were among those
“rewarded”. What do we mean by symbolism?
Symbolism is a way of
representing some aspect of reality in concrete form, a representation that
communicates, or expresses a response to, some aspect of that reality. In itself, in its raw, experienced form,
human-perceived reality is tremendously diverse in its manifestations,
overwhelming in the thoroughness with which it engulfs human consciousness, and
oftentimes mysterious in its origins and ultimate nature. This raw experience
elicits emotional responses in most humans, the nature of which they do not
usually fully understand (in my view). This raw experience of reality also
raises in most AMH brains the desire to—
1. simply say something about it or
2. explain it or
3. convey information about it to someone else or
4. ask or demand to have an object on the basis
of that perceived reality or
5. suggest or demand a course
of action to others on the basis of that perceived reality or
6. put a human need into some form that others
can understand.
In short, most AMH brains seem to
need some way of grabbing a piece of
reality and holding on to it. The AMH brain generates this need. The AMH brain also attempts to meet the very need it has generated. In
my view, both the generation of the need and the means by which this need is
met are not well understood by the brain that is doing both of these things,
often simultaneously.
In its earliest form, the use of
symbolism was probably meant as an expression of sheer feeling, or a
celebration of something in the external environment that humans found to be
beautiful and stirring, or a simple visual representation of some object or
event in the external environment, or—most significantly—an expression of
something which the human had imagined, something in his or her own brain that
they needed to show to others. But the AMH brain made possible another way in
which to grab and express reality: words.
Words are a particularly important form of symbol. What do we mean by symbol in
this context? We mean--
-- sounds, pictures, or various
abstract lines and curves used to refer to an object, even if that object is not physically present. The persistent use
of the same sounds to refer to particular objects causes those sounds to become
symbols, and those spoken symbols and the object to which they are referring
come to be associated with each
other. It is by this means that nouns
come into existence. When writing evolves, the written symbol represents the
sound associated with the noun. (Of course, this association of written symbol
and sound is true with every part of speech.)
-- sounds, pictures, or various
abstract lines and curves used to suggest, demand, or implore others to take a
physical action of some sort, or to refer to a physical action that others have
taken or which has occurred in the natural environment even if that action is not occurring at the present moment. Again,
the regular use of certain sounds to refer to such actions causes them to be
associated with each other. In this way verbs
come into existence. (It is my assumption that nouns and verbs were the first
parts of speech to emerge.)
-- sounds, pictures, or various
abstract lines and curves used to describe
objects or actions, or make a judgment about their desirability, usefulness,
effectiveness, causation, or lack thereof. Objects have shape, number,
dimensions, weight, color(s), effects on other objects, effects on sentient
beings, and proportions in relationship to other objects. They exist (or
existed) in a specific place and during a specific time. They have a physical
relationship to other objects (they are on them, near them, under them, between
them, and so on). Symbols can describe such qualities and relationships, or be
used to react to them in some way. Actions take place in space and time. They
have effects, ranging from negligible to profound, on the objects or sentient
beings either in proximity to them at the time of their occurrence, or after
their occurrence. They exist in relation to other actions. They are caused by
specific events, either volitional or unintended. These actions can be
described, assessed, and judged through the use of symbols. In this way, by the
assessment of objects and actions, adjectives,
adverbs, and prepositions come into existence.
-- sounds, pictures, or various
abstract lines and curves that are used to refer to one’s self (I) or other individuals (he, she)
by something other than a personal designation (such as a name), or to refer to
a group of persons of which the individual may be a part (we, us) or to refer to a
group of persons of which the individual is not a part (they, them). These
symbols can also be used to refer to an inanimate object or to actions of
various kinds (it). The use of
symbols for these purposes establishes a sort of “shorthand” that allows humans
to refer to themselves, others, objects, actions, or to groups of various sizes
in such a way so as to obviate the need to designate all these individuals,
objects, or actions by name. Such symbols are enormously significant. They are
used to convey the deeply felt human emotions of us vs. them, or to allow humans to sweepingly (and often
misleadingly) lump every member of a human group into a common category. They
permit humans to pose questions in which people, objects, or actions are
referred to by such terms as which or
who. They permit humans to express
possession of an object or responsibility for an action (my, mine, ours, theirs). It is by the use of
symbols in such ways that pronouns
come to exist.
The ways in which nouns, verbs,
adverbs, adjectives, prepositions, and pronouns can be used are extremely
variable. Further, symbols can be used to link other symbols together (conjunctions), or designate particular
objects or actions (articles),
although there are languages that lack articles, or have no way of expressing
the present tense of the verb to be, or which lack certain kinds of
descriptors. But it was the emergence of
words, first as spoken symbols and later as ones drawn or written on a surface
of some sort, that gave rise to the sentence,
a compact expression of communication.
Sentences in turn rest on syntax—the arrangement of words within
a sentence, an arrangement that in itself
communicates in a certain way. It is through the use of sentences that larger
bodies of meaning can be communicated. Sentences used in conjunction with other
sentences allow the emergence of narratives,
fictional or non-fictional accounts of reality. Sentences are the basis of
paragraphs, which in turn are elements of longer forms of communication. As
humans gained more and more ability to use and understand spoken symbols, their
ability to survive in an often terrifying and dangerous world was enormously
enhanced. Facility with words was a selective advantage. Language also altered
the internal life of the mind as well: it was now possible to think in words and
reflect on the self in verbal terms.
It is through the use of symbols
that humans can communicate a state of
being experienced within their brains, or a state of being that once
existed, or a reaction to the outside world, or a desire or a complaint or an
emotional expression or an idea or a statement of fact or opinion. Symbols allow humans to give other humans a
way of understanding what is going on in the mind of the human initiating the
communication. Primates have a general tendency to stick together in
groups. Spoken language allowed a level of interpersonal communication within
groups that was without precedent in the primate world. It made possible
greater specificity and precision of communication. Many primates exhibit
social behaviors. Spoken language now permitted forms of social behavior far
more complicated than any ape or monkey could possibly experience. Reality
could now be discussed. The
conversation became possible. Spoken language established interpersonal
relationships of great complexity. It allowed a level of organization to emerge that had hitherto been unknown in the animal
kingdom. It permitted the formulation and expression of rules governing human
conduct or setting the terms of interpersonal interaction. It was truly the
basis of human culture, that which made possible the ability to learn from the
experience of others, beyond that learning gleaned from personal observation or
imitation. Any chimpanzee, gorilla, or baboon can imitate that which it sees.
Only humans can learn from people they
have never met.
Spoken language allowed humans to
absorb the customs and traditions particular to their group. It allowed humans
to know something about the humans who had lived before them. It would,
eventually, help humans create the concept of history, an account of
the world as it had once been, an account which became possible only when the
events of the past could be remembered
and expressed through language. The evolution of the sapiens brain gave rise to the ability
to use complex language. In turn, it was through spoken language that the
modern human social-cultural world came to exist.
But spoken language carried its
own pitfalls. Words can mean different things to different people. Some people
are less adept than others at conveying meaning clearly or accurately. Language
can be misunderstood. Different groups evolve their own languages, a phenomenon
that can divide people from each other deeply. Language can be used to deceive,
deliberately confuse, or trick other humans. Language can cause emotional
reactions or resentments entirely unintended by the persons using it. Some
feelings or ideas cannot be expressed very well (or even at all) in language. In
my view, many of our problems can be traced to the fact that all language is approximate. It is never an exact
expression of meaning. Even the simplest act of communication can be surrounded
by ambiguity. Language was an enormously important human advantage—but it was
also a phenomenon the disruptive power of which was not very well understood at
first. It wasn’t simply a method of communication—it was a way of communicating
error.
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